4//SEC Filing
LEE BRIAN J 4
Accession 0001209191-23-027345
CIK 0000886982other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 4:30 PM ET
Size
21.4 KB
Accession
0001209191-23-027345
Insider Transaction Report
Form 4
LEE BRIAN J
Chief Risk Officer
Transactions
- Sale
Common Stock, par value $0.01 per share
2023-05-02$337.98/sh−1,965$664,131→ 15,152 total - Sale
Common Stock, par value $0.01 per share
2023-05-02$336.88/sh−935$314,983→ 17,117 total - Sale
Common Stock, par value $0.01 per share
2023-05-02$338.60/sh−100$33,860→ 15,052 total - Sale
Common Stock, par value $0.01 per share
2023-05-02$337.81/sh−1,800$608,058→ 16,308 total(indirect: See footnote) - Sale
Common Stock, par value $0.01 per share
2023-05-02$336.62/sh−700$235,634→ 18,108 total(indirect: See footnote) - Sale
Common Stock, par value $0.01 per share
2023-05-02$338.41/sh−500$169,205→ 15,808 total(indirect: See footnote) - Exercise/Conversion
Common Stock, par value $0.01 per share
2023-05-03+6,270→ 21,322 total - Tax Payment
Common Stock, par value $0.01 per share
2023-05-03$333.37/sh−3,201$1,067,117→ 18,121 total - Exercise/Conversion
Performance-based Restricted Stock Units
2023-05-03−6,270→ 0 total→ Common Stock, par value $0.01 per share (6,270 underlying)
Footnotes (8)
- [F1]Reflects a weighted average sale price of $336.88 per share, at prices ranging from $336.47 to $337.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects a weighted average sale price of $337.98 per share, at prices ranging from $337.53 to $338.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects a weighted average sale price of $336.62 per share, at prices ranging from $336.24 to $336.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- [F5]Reflects a weighted average sale price of $337.81 per share, at prices ranging from $337.29 to $338.26 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]Reflects a weighted average sale price of $338.41 per share, at prices ranging from $338.33 to $338.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F7]On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.
- [F8]Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 7 above.
Documents
Issuer
GOLDMAN SACHS GROUP INC
CIK 0000886982
Entity typeother
Related Parties
1- filerCIK 0001698554
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 4:30 PM ET
- Size
- 21.4 KB