WALDRON JOHN E. 4
4 · GOLDMAN SACHS GROUP INC · Filed May 4, 2023
Insider Transaction Report
Form 4
WALDRON JOHN E.
DirectorPresident and COO
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2023-05-03+40,815→ 117,498 total - Tax Payment
Common Stock, par value $0.01 per share
2023-05-03$333.37/sh−22,571$7,524,494→ 94,927 total - Exercise/Conversion
Performance-based Restricted Stock Units
2023-05-03−40,815→ 0 total→ Common Stock, par value $0.01 per share (40,815 underlying)
Footnotes (2)
- [F1]On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.
- [F2]Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.