BALL FREDERICK 4
4 · ADVANCED ENERGY INDUSTRIES INC · Filed May 9, 2023
Insider Transaction Report
Form 4
BALL FREDERICK
Director
Transactions
- Award
Common Stock
2023-05-05+2,257→ 4,912 totalExercise: $0.00→ Common Stock (2,257 underlying)
Holdings
- 37,917(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents 37,917 shares issued to the 1998 Ball Family Trust, which includes shares acquired under the AEIS dividend reinvestment plan.
- [F2]Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.
- [F3]Restricted stock units are not exercisable.
- [F4]Restricted stock units do not have an expiration date.
- [F5]Represents 2,257 shares of unvested restricted stock units.
- [F6]Represents 4,912 shares of unvested restricted stock units.