3//SEC Filing
GOLDMAN SACHS & CO. LLC 3
Accession 0001209191-23-028570
CIK 0001883962other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 7:14 PM ET
Size
8.3 KB
Accession
0001209191-23-028570
Insider Transaction Report
Form 3
GOLDMAN SACHS GROUP INC
10% Owner
Holdings
- 323,560(indirect: See Footnotes)
Class A Ordinary Shares
- (indirect: See Footnotes)
Equity Swap
→ Warrants (1,456 underlying)
GOLDMAN SACHS & CO
10% Owner
Holdings
- 323,560(indirect: See Footnotes)
Class A Ordinary Shares
- (indirect: See Footnotes)
Equity Swap
→ Warrants (1,456 underlying)
Footnotes (3)
- [F1]This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Due to (i) a reduction in the number of outstanding shares of Class A Ordinary Shares that was first publicly announced by ALSP Orchid Acquisition Corp I (the "Issuer") on March 31, 2023 and (ii) subsequent pledge of Shares from a customer account on April 4, 2023, permitting a non-US subsidiary of GS Group to rehypothecate those Shares, the Reporting Persons involuntarily became greater than 10% beneficial owners of the outstanding Class A Ordinary Shares.
- [F2]The securities of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.
- [F3]Goldman Sachs is a party to an equity swap agreement which, upon the termination of the agreement on December 15, 2026 the counterparty will receive from Goldman Sachs any increase in the price of the Warrants above $0.00 per share, based on a notional amount of 1,456 warrants.
Documents
Issuer
ALSP Orchid Acquisition Corp I
CIK 0001883962
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0000769993
Filing Metadata
- Form type
- 3
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 7:14 PM ET
- Size
- 8.3 KB