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4//SEC Filing

Beedgen Christian 4

Accession 0001209191-23-028995

CIK 0001643269other

Filed

May 11, 8:00 PM ET

Accepted

May 12, 4:07 PM ET

Size

13.5 KB

Accession

0001209191-23-028995

Insider Transaction Report

Form 4
Period: 2023-05-12
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2023-05-1214,5840 total
    Exercise: $1.92Exp: 2026-09-27Common Stock (14,584 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2023-05-12482,1760 total
    Exercise: $2.65Exp: 2027-07-31Common Stock (482,176 underlying)
  • Disposition to Issuer

    Common Stock

    2023-05-122,436,4680 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2023-05-1276,9600 total
    Exercise: $0.98Exp: 2024-03-02Common Stock (76,960 underlying)
Footnotes (5)
  • [F1]Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.
  • [F2]Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.
  • [F3]Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.
  • [F4]On February 9, 2023, Sumo Logic, Inc. ("Sumo Logic") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Serrano Parent, LLC ("Parent") and Serrano Merger Sub, Inc. ("Merger Sub"). The Merger Agreement provides that, subject to the terms and conditions set forth in the Merger Agreement, Merger Sub will merge with and into Sumo Logic (the "Merger"), with Sumo Logic continuing as the surviving corporation of the Merger and a wholly owned subsidiary of Parent (the "Surviving Corporation").
  • [F5]At the Effective Time, each issued and outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to (x) the Per Share Price, over (y) the exercise price per share of such stock option, subject to the terms set forth in the Merger Agreement. Following the Effective Time, the cash payments relating to the unvested shares underlying the stock option are subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding stock option.

Issuer

Sumo Logic, Inc.

CIK 0001643269

Entity typeother

Related Parties

1
  • filerCIK 0001822612

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 4:07 PM ET
Size
13.5 KB