4//SEC Filing
Carroll Jill 4
Accession 0001209191-23-029613
CIK 0001786205other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 6:18 PM ET
Size
12.8 KB
Accession
0001209191-23-029613
Insider Transaction Report
Form 4
Arcellx, Inc.ACLX
Carroll Jill
Director
Transactions
- Sale
Common Stock
2023-05-11$45.00/sh−631,932$28,436,940→ 2,834,879 total(indirect: See Note 2) - Sale
Common Stock
2023-05-11$46.15/sh−6,485$299,283→ 2,828,394 total(indirect: See Note 2)
Footnotes (3)
- [F1]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.745 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The securities are directly held by SR One Capital Fund I Aggregator, LP ("SR One Fund I Aggregator"). SR One Capital Partners I, LP ("SR One Partners I") serves as the general partner of SR One Fund I Aggregator and SR One Capital Management, LLC serves as the general partner of SR One Partners I. The Reporting Person is a partner of SR One Capital Management, LP, an entity affiliated with SR One Fund I Aggregator, and a limited partner of SR One Partners I. The Reporting Person disclaims beneficial ownership of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Issuer
Arcellx, Inc.
CIK 0001786205
Entity typeother
Related Parties
1- filerCIK 0001598542
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 6:18 PM ET
- Size
- 12.8 KB