4//SEC Filing
PUMA MARY G 4
Accession 0001209191-23-030595
CIK 0001113232other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:06 PM ET
Size
12.4 KB
Accession
0001209191-23-030595
Insider Transaction Report
Form 4
PUMA MARY G
DirectorChairman, President and CEO
Transactions
- Tax Payment
Common Stock
2023-05-16$129.92/sh−2,330$302,714→ 332,218 total - Tax Payment
Common Stock
2023-05-17$137.69/sh−2,332$321,093→ 328,986 total - Sale
Common Stock
2023-05-18$141.52/sh−8,578$1,213,959→ 320,408 total - GiftSwap
Common Stock
2023-05-18−4,778→ 315,630 total
Holdings
- 5,000(indirect: By Spouse)
Common Stock
Footnotes (8)
- [F1]These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units.
- [F2]Represents the closing price of the common stock on the date of the tax withholding.
- [F3]Of the shares held after this tax withholding forfeiture (and related vesting) on May 16, 2023, 74,706 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
- [F4]Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
- [F5]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.45 to $141.60, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F6]Of the shares held after this sale on May 18, 2023, 67,420 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
- [F7]These shares of Common Stock were donated by the reporting person as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF.
- [F8]Of the shares held after this gift on May 18, 2023, 67,420 were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.
Documents
Issuer
AXCELIS TECHNOLOGIES INC
CIK 0001113232
Entity typeother
Related Parties
1- filerCIK 0001158015
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 4:06 PM ET
- Size
- 12.4 KB