Barajas Mike 4

4 · Via Renewables, Inc. · Filed May 22, 2023

Form 4

Period: 2023-05-18

Chief Financial Officer

Transactions

Exercise/Conversion
Class A Common Stock
2023-05-18+4,570→ 5,591 total
Tax Payment
Class A Common Stock
2023-05-18$12.46/sh−1,120$13,955→ 4,471 total
Award
Restricted Stock Unit
2023-05-18+8,918→ 20,946 total
→ Class A Common Stock (8,918 underlying)
Exercise/Conversion
Restricted Stock Unit
2023-05-18−4,570→ 12,028 total
→ Class A Common Stock (4,570 underlying)

Footnotes (4)

[F1]The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 4,570 restricted stock units (the "Restricted Stock Units") on May 18, 2023. All share counts of Class A Common Stock (and Restricted Stock Units) reported in this Form 4 have been adjusted to reflect the Issuer's 1 for 5 reverse stock split effected on March 21, 2023.
[F2]Payment for tax liability through the withholding of shares of Class A Common Stock in an amount equal to the requisite withholding obligation.
[F3]Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
[F4]These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.

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