Wertheimer Samuel P 4
4 · Apexigen, Inc. · Filed May 23, 2023
Insider Transaction Report
Form 4
Apexigen, Inc.APGN
Wertheimer Samuel P
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2023-01-26+146,383→ 146,383 total - Other
Common Stock Warrants (right to buy)
2023-01-26+12,383→ 12,383 totalExercise: $11.50From: 2022-08-28Exp: 2027-07-29→ Common Stock (12,383 underlying) - Other
Common Stock Warrants (right to buy)
2023-02-21+1,845→ 1,845 totalExercise: $1.75From: 2023-08-21Exp: 2028-08-21→ Common Stock (1,845 underlying)
Footnotes (2)
- [F1]Represents the receipt of shares and warrants pursuant to an in-kind distribution by Brookline Capital Holdings, LLC without consideration to its partners.
- [F2]The warrants were acquired pursuant to a transfer not for value from Brookline Capital Markets, for which the reporting person serves as a Managing Partner and Senior Scientific Advisor.