4//SEC Filing
Wertheimer Samuel P 4
Accession 0001209191-23-031779
CIK 0001814140other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 7:38 PM ET
Size
9.5 KB
Accession
0001209191-23-031779
Insider Transaction Report
Form 4
Apexigen, Inc.APGN
Wertheimer Samuel P
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2023-01-26+146,383→ 146,383 total - Other
Common Stock Warrants (right to buy)
2023-01-26+12,383→ 12,383 totalExercise: $11.50From: 2022-08-28Exp: 2027-07-29→ Common Stock (12,383 underlying) - Other
Common Stock Warrants (right to buy)
2023-02-21+1,845→ 1,845 totalExercise: $1.75From: 2023-08-21Exp: 2028-08-21→ Common Stock (1,845 underlying)
Footnotes (2)
- [F1]Represents the receipt of shares and warrants pursuant to an in-kind distribution by Brookline Capital Holdings, LLC without consideration to its partners.
- [F2]The warrants were acquired pursuant to a transfer not for value from Brookline Capital Markets, for which the reporting person serves as a Managing Partner and Senior Scientific Advisor.
Documents
Issuer
Apexigen, Inc.
CIK 0001814140
Entity typeother
Related Parties
1- filerCIK 0001293250
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 7:38 PM ET
- Size
- 9.5 KB