4//SEC Filing
Tomlinson Steffan 4
Accession 0001209191-23-033415
CIK 0001699838other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 6:16 PM ET
Size
15.3 KB
Accession
0001209191-23-033415
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
Tomlinson Steffan
Chief Financial Officer
Transactions
- Conversion
Class A Common Stock
2023-05-30+66,667→ 380,338 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-05-30−66,667→ 2,090,142 totalExercise: $6.65Exp: 2030-08-05→ Class B Common Stock (66,667 underlying) - Conversion
Class B Common Stock
2023-05-30−66,667→ 0 total→ Class A Common Stock (66,667 underlying) - Conversion
Class B Common Stock
2023-05-30+66,667→ 66,667 total→ Class A Common Stock (66,667 underlying) - Sale
Class A Common Stock
2023-05-30$30.05/sh−66,667$2,003,343→ 313,671 total
Holdings
- 150,425(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (150,425 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F2]Shares sold pursuant to a 10b5-1 trading plan.
- [F3]The shares were sold at prices ranging from $30.00 to $30.43. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.
Documents
Issuer
Confluent, Inc.
CIK 0001699838
Entity typeother
Related Parties
1- filerCIK 0001393402
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 6:16 PM ET
- Size
- 15.3 KB