Barker Peter M 4
4 · ForgeRock, Inc. · Filed Jun 2, 2023
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
Barker Peter M
Chief Product Officer & EVP
Transactions
- Sale
Class A Common Stock
2023-06-01$20.04/sh−2,083$41,743→ 212,670 total - Conversion
Class A Common Stock
2023-06-01+2,083→ 214,753 total - Exercise/Conversion
Class B Common Stock
2023-06-01+2,083→ 2,083 total→ Class A Common Stock (2,083 underlying) - Exercise/Conversion
Stock Option (right to buy)
2023-06-01−2,083→ 18,750 totalExercise: $4.83Exp: 2030-02-08→ Class B Common Stock (2,083 underlying) - Conversion
Class B Common Stock
2023-06-01−2,083→ 0 total→ Class A Common Stock (2,083 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
- [F2]The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2022.
- [F3]Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F4]Twenty-five percent (25%) of the shares subject to the option vested on March 1, 2021; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.