4//SEC Filing
CARLBORG W ERIC 4
Accession 0001209191-23-033743
CIK 0001422930other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:28 PM ET
Size
20.2 KB
Accession
0001209191-23-033743
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
CARLBORG W ERIC
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2023-05-31+9,062→ 276,811 total - Exercise/Conversion
Class A Common Stock
2023-05-31+3,150→ 279,961 total - Exercise/Conversion
Restricted Stock Units
2023-05-31−5,194→ 0 total→ Class A Common Stock (5,194 underlying) - Exercise/Conversion
Restricted Stock Units
2023-05-31−3,150→ 0 total→ Class A Common Stock (3,150 underlying) - Exercise/Conversion
Class A Common Stock
2023-05-31+5,194→ 267,749 total - Exercise/Conversion
Class A Common Stock
2023-05-31+1,872→ 281,833 total - Exercise/Conversion
Restricted Stock Units
2023-05-31−9,062→ 0 total→ Class A Common Stock (9,062 underlying) - Exercise/Conversion
Restricted Stock Units
2023-05-31−1,872→ 0 total→ Class A Common Stock (1,872 underlying)
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- [F2]The RSUs are fully vested. The RSUs will settle upon the earlier of (a) the Reporting Person's death, (b) the Reporting Person's disability, (c) the occurrence of a change in control of the Issuer, and (d) the separation from service of the Reporting Person from the Issuer.
- [F3]RSUs do not expire; they either vest are are cancelled prior to vesting date.
- [F4]The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Issuer's annual meeting of stockholders in 2023, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.
- [F5]The RSUs are fully vested. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.
- [F6]The RSUs fully vested on May 31, 2023. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0001191203
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 4:28 PM ET
- Size
- 20.2 KB