BLACKWELL PARTNERS LLC - SERIES A 4
4 · FiscalNote Holdings, Inc. · Filed Jun 2, 2023
Insider Transaction Report
Form 4
Jain Manoj
Director10% Owner
Transactions
- Award
Class A Common Stock
2023-05-31+82,159→ 110,025 total
Holdings
- 3,450,320(indirect: By Maso Capital Investments Limited)
Class A Common Stock
- 17,854,774(indirect: By LLC)
Class A Common Stock
- 606,250(indirect: By Duddell Street Holdings Ltd)
Class A Common Stock
- 7,002,387(indirect: By LLC)
Class A Common Stock
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2024 annual meeting of stockholders.
- [F2]The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.
- [F3]These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.
- [F4]MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
- [F5]These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL
- [F6]These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.