BRYANT HOPE HOLDING 4

4 · FIRST CITIZENS BANCSHARES INC /DE/ · Filed Jun 12, 2023

Form 4

Period: 2023-06-12

DirectorVice Chairwoman

Transactions

Gift
Class A Common Stock
2023-06-12−10,920→ 0 total(indirect: Hope H. Bryant 2021 GRAT)

Holdings

Class A Common Stock
108,725
Class A Common Stock
(indirect: By Spouse)
0
Class A Common Stock
(indirect: By Twin States Farming, Inc.)
12,530
Class B Common Stock
(indirect: By Trust)
8,699
Class B Common Stock
(indirect: By Trust)
1,225
Class B Common Stock
(indirect: By E&F Properties, Inc.)
200
Depositary Shares
(indirect: By Trust)
12,000
Depositary Shares
(indirect: By Southern BancShares (N.C.), Inc.)
198,945
Depositary Shares
(indirect: By Fidelity BancShares (N.C.), Inc.)
200,000
Class A Common Stock
(indirect: By E&F Properties)
827
Class A Common Stock
(indirect: By Southern BancShares (N.C.), Inc. and subsidiary)
192,063
Class B Common Stock
(indirect: By Hope H. Bryant 2022 GRAT)
7,040
Class A Common Stock
(indirect: By Trust)
10,772
Class A Common Stock
(indirect: By Trust)
136,665
Class A Common Stock
(indirect: By Fidelity BancShares (N.C.), Inc.)
100,000
Class B Common Stock
17
Class B Common Stock
(indirect: By Spouse)
96
Class B Common Stock
(indirect: By Twin States Farming, Inc.)
1,355
Class B Common Stock
(indirect: By Southern BancShares (N.C.), Inc. and subsidiary)
22,619
Class A Common Stock
(indirect: Hope H. Bryant 2022 GRAT)
119,479

Footnotes (4)

[F1]In connection with the termination of the Hope H. Bryant 2021 grantor retained annuity trust (the "GRAT") on June 12, 2023, 29,497 shares of Class A Common Stock were distributed to the reporting person's revocable trust and continue to be reported in this Form 4 as indirectly owned, and the remaining 10,920 shares previously held by the GRAT were transferred to the reporting person's adult children as the trust remaindermen.
[F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
[F3]The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
[F4]Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.

Documents

1 file