Home/Filings/3/0001209191-23-037391

3//SEC Filing

SWaN & Legend Fund 3 LP 3

Accession 0001209191-23-037391

CIK 0001639438other

View on SEC.gov Company Profile

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 4:48 PM ET

Size

31.4 KB

Accession

0001209191-23-037391

Insider Transaction Report

Form 3

Period: 2023-06-15

CAVA GROUP, INC.CAVA

SWaN Hospitality LLC

10% Owner

Holdings

Series A Preferred Stock
→ Common Stock (748,386 underlying)
Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series E Preferred Stock
→ Common Stock (2,514,249 underlying)
Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)

SWaN Hospitality 3 GP LLC

10% Owner

Holdings

Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)
Series A Preferred Stock
→ Common Stock (748,386 underlying)
Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series E Preferred Stock
→ Common Stock (2,514,249 underlying)

SWaN Hospitality 2 LLC

10% Owner

Holdings

Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)
Series A Preferred Stock
→ Common Stock (748,386 underlying)
Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series E Preferred Stock
→ Common Stock (2,514,249 underlying)

SWaN Hospitality 3 LLC

10% Owner

Holdings

Series A Preferred Stock
→ Common Stock (748,386 underlying)
Series E Preferred Stock
→ Common Stock (2,514,249 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)
Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)

SWaN & Legend Fund 3 LP

10% Owner

Holdings

Series E Preferred Stock
→ Common Stock (2,514,249 underlying)
Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)
Series A Preferred Stock
→ Common Stock (748,386 underlying)
Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)

SWaN & Legend Fund 4 GP, LLC

10% Owner

Holdings

Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series E Preferred Stock
→ Common Stock (2,514,249 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)
Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)
Series A Preferred Stock
→ Common Stock (748,386 underlying)

SWaN & Legend Fund 4, LP

10% Owner

Holdings

Series A Preferred Stock
→ Common Stock (748,386 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)
Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series E Preferred Stock
→ Common Stock (2,514,249 underlying)
Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)

SWaN Hospitality 4 LLC

10% Owner

Holdings

Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)
Series A Preferred Stock
→ Common Stock (748,386 underlying)
Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series E Preferred Stock
→ Common Stock (2,514,249 underlying)
Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)

SWaN & Legend Fund 3 GP, LLC

10% Owner

Holdings

Series A Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (1,917,501 underlying)
Series C Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (738,345 underlying)
Series D Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (435,915 underlying)
Series E Preferred Stock
(indirect: By SWaN & Legend Fund 4, LP)
→ Common Stock (657,483 underlying)
Series F Preferred Stock
(indirect: By LLC)
→ Common Stock (1,195,854 underlying)
Series A Preferred Stock
→ Common Stock (748,386 underlying)
Series B Preferred Stock
→ Common Stock (470,661 underlying)
Series B Preferred Stock
(indirect: By SWaN & Legend Fund 3, LP)
→ Common Stock (836,727 underlying)
Series C Preferred Stock
→ Common Stock (198,912 underlying)
Series D Preferred Stock
→ Common Stock (176,979 underlying)
Series E Preferred Stock
→ Common Stock (2,514,249 underlying)
Series E Preferred Stock
(indirect: By LLC)
→ Common Stock (1,323,918 underlying)

Footnotes (7)

[F1]Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock will automatically convert into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.
[F2]The shares are held directly by SWaN Hospitality LLC.
[F3]The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F4]The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F5]The shares are held directly by SWaN Hospitality 2 LLC.
[F6]The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
[F7]The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Documents

1 file

3
doc3.xmlPrimary
FORM 3 SUBMISSION

Issuer

CAVA GROUP, INC.

CIK 0001639438

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001637982

Filing Metadata

Form type: 3
Filed: Jun 14, 8:00 PM ET
Accepted: Jun 15, 4:48 PM ET
Size: 31.4 KB

View on SEC.gov