4//SEC Filing
Pawlikowski Ellen M 4
Accession 0001209191-23-038095
CIK 0001825079other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 6:53 PM ET
Size
9.6 KB
Accession
0001209191-23-038095
Insider Transaction Report
Form 4
Velo3D, Inc.VLD
Pawlikowski Ellen M
Director
Transactions
- Sale
Common Stock
2023-06-14$1.93/sh−24,363$47,074→ 54,673 total - Exercise/Conversion
Common Stock
2023-06-08+18,128→ 79,036 total - Exercise/Conversion
Restricted Stock Units
2023-06-08−18,128→ 0 total→ Common Stock (18,128 underlying)
Footnotes (4)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.
- [F2]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.87 to $2.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Documents
Issuer
Velo3D, Inc.
CIK 0001825079
Entity typeother
Related Parties
1- filerCIK 0001751642
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 6:53 PM ET
- Size
- 9.6 KB