SWaN & Legend Fund 3 LP 4
Accession 0001209191-23-039075
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 4:31 PM ET
Size
55.5 KB
Accession
0001209191-23-039075
Insider Transaction Report
- Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying) - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying) - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying)
- Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying) - Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying) - Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying) - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying)
- Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying) - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying) - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying) - Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying) - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying)
- Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying) - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying) - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying) - Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying)
- Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying) - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying) - Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying) - Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying)
- Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying) - Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying) - Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying) - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying) - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying)
- Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying) - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying) - Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying) - Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying) - Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying)
- Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying) - Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying) - Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying) - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying)
- Conversion
Common Stock
2023-06-20+1,323,918→ 1,323,918 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2023-06-20−738,345→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (738,345 underlying) - Conversion
Series D Preferred Stock
2023-06-20−176,979→ 0 total→ Common Stock (176,979 underlying) - Conversion
Series F Preferred Stock
2023-06-20−1,195,854→ 0 total(indirect: By LLC)→ Common Stock (1,195,854 underlying) - Conversion
Common Stock
2023-06-20+1,195,854→ 1,195,854 total(indirect: By LLC) - Conversion
Common Stock
2023-06-20+2,514,249→ 2,514,249 total - Conversion
Series D Preferred Stock
2023-06-20−435,915→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (435,915 underlying) - Conversion
Series E Preferred Stock
2023-06-20−1,323,918→ 0 total(indirect: By LLC)→ Common Stock (1,323,918 underlying) - Conversion
Common Stock
2023-06-20+1,594,938→ 1,594,938 total - Conversion
Common Stock
2023-06-20+1,831,743→ 1,831,743 total(indirect: By SWaN & Legend Fund 4, LP) - Conversion
Series B Preferred Stock
2023-06-20−470,661→ 0 total→ Common Stock (470,661 underlying) - Conversion
Series C Preferred Stock
2023-06-20−198,912→ 0 total→ Common Stock (198,912 underlying) - Conversion
Common Stock
2023-06-20+2,754,228→ 2,754,228 total(indirect: By SWaN & Legend Fund 3, LP) - Conversion
Series A Preferred Stock
2023-06-20−748,386→ 0 total→ Common Stock (748,386 underlying) - Conversion
Series A Preferred Stock
2023-06-20−1,917,501→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (1,917,501 underlying) - Conversion
Series B Preferred Stock
2023-06-20−836,727→ 0 total(indirect: By SWaN & Legend Fund 3, LP)→ Common Stock (836,727 underlying) - Conversion
Series E Preferred Stock
2023-06-20−2,514,249→ 0 total→ Common Stock (2,514,249 underlying) - Conversion
Series E Preferred Stock
2023-06-20−657,483→ 0 total(indirect: By SWaN & Legend Fund 4, LP)→ Common Stock (657,483 underlying)
Footnotes (7)
- [F1]Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.
- [F2]The shares are held directly by SWaN Hospitality LLC.
- [F3]The shares are held directly by SWaN Hospitality 2 LLC.
- [F4]The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
- [F5]The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
- [F6]The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
- [F7]The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
Documents
Issuer
CAVA GROUP, INC.
CIK 0001639438
Related Parties
1- filerCIK 0001637982
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 4:31 PM ET
- Size
- 55.5 KB