Home/Filings/4/0001209191-23-039075
4//SEC Filing

SWaN & Legend Fund 3 LP 4

Accession 0001209191-23-039075

CIK 0001639438other

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 4:31 PM ET

Size

55.5 KB

Accession

0001209191-23-039075

Insider Transaction Report

Form 4
Period: 2023-06-20
Transactions
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
Transactions
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
Transactions
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
Transactions
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
Transactions
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
Transactions
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
Transactions
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
Transactions
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
Transactions
  • Conversion

    Common Stock

    2023-06-20+1,323,9181,323,918 total(indirect: By LLC)
  • Conversion

    Series C Preferred Stock

    2023-06-20738,3450 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (738,345 underlying)
  • Conversion

    Series D Preferred Stock

    2023-06-20176,9790 total
    Common Stock (176,979 underlying)
  • Conversion

    Series F Preferred Stock

    2023-06-201,195,8540 total(indirect: By LLC)
    Common Stock (1,195,854 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,195,8541,195,854 total(indirect: By LLC)
  • Conversion

    Common Stock

    2023-06-20+2,514,2492,514,249 total
  • Conversion

    Series D Preferred Stock

    2023-06-20435,9150 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (435,915 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-201,323,9180 total(indirect: By LLC)
    Common Stock (1,323,918 underlying)
  • Conversion

    Common Stock

    2023-06-20+1,594,9381,594,938 total
  • Conversion

    Common Stock

    2023-06-20+1,831,7431,831,743 total(indirect: By SWaN & Legend Fund 4, LP)
  • Conversion

    Series B Preferred Stock

    2023-06-20470,6610 total
    Common Stock (470,661 underlying)
  • Conversion

    Series C Preferred Stock

    2023-06-20198,9120 total
    Common Stock (198,912 underlying)
  • Conversion

    Common Stock

    2023-06-20+2,754,2282,754,228 total(indirect: By SWaN & Legend Fund 3, LP)
  • Conversion

    Series A Preferred Stock

    2023-06-20748,3860 total
    Common Stock (748,386 underlying)
  • Conversion

    Series A Preferred Stock

    2023-06-201,917,5010 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (1,917,501 underlying)
  • Conversion

    Series B Preferred Stock

    2023-06-20836,7270 total(indirect: By SWaN & Legend Fund 3, LP)
    Common Stock (836,727 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-202,514,2490 total
    Common Stock (2,514,249 underlying)
  • Conversion

    Series E Preferred Stock

    2023-06-20657,4830 total(indirect: By SWaN & Legend Fund 4, LP)
    Common Stock (657,483 underlying)
Footnotes (7)
  • [F1]Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis without payment of additional consideration immediately prior to the closing of the Issuer's initial public offering.
  • [F2]The shares are held directly by SWaN Hospitality LLC.
  • [F3]The shares are held directly by SWaN Hospitality 2 LLC.
  • [F4]The shares are held directly by SWaN Hospitality 3 LLC ("SWaN 3"). SWaN Hospitality 3 GP LLC ("SWaN 3 GP" ) is the manager of SWaN 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  • [F5]The shares are held directly by SWaN Hospitality 4 LLC ("SWaN 4"). SWaN 3 GP is the manager of SWaN 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  • [F6]The shares are held directly by SWaN & Legend Fund 3, LP ("SL 3"). SWaN & Legend Fund 3 GP, LLC is the manager of SL 3 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  • [F7]The shares are held directly by SWaN & Legend Fund 4, LP ("SL 4"). SWaN & Legend Fund 4 GP, LLC is the manager of SL 4 and may be deemed to beneficially own these shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Issuer

CAVA GROUP, INC.

CIK 0001639438

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001637982

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 4:31 PM ET
Size
55.5 KB