ABBO EDWARD Y 4

4 · C3.ai, Inc. · Filed Jun 29, 2023

Insider Transaction Report

Form 4

Period: 2023-06-27

C3.ai, Inc.AI

ABBO EDWARD Y

Chief Technology Officer

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2023-06-27−107,143→ 0 total
Exercise: $1.68Exp: 2026-07-12→ Class A Common Stock (107,143 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2023-06-27−80,854→ 63,884 total
Exercise: $4.56Exp: 2030-07-05→ Class A Common Stock (80,854 underlying)
Exercise/Conversion
Class A Common Stock
2023-06-27$1.68/sh+107,143$180,000→ 615,444 total
Exercise/Conversion
Class A Common Stock
2023-06-27$1.86/sh+250,000$465,000→ 865,444 total
Exercise/Conversion
Class A Common Stock
2023-06-27$4.56/sh+80,854$368,694→ 1,108,362 total
Exercise/Conversion
Class A Common Stock
2023-06-27$2.82/sh+47,874$135,005→ 913,318 total
Exercise/Conversion
Stock Option (Right to Buy)
2023-06-27−179,191→ 0 total
Exercise: $1.56Exp: 2024-01-20→ Class A Common Stock (179,191 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2023-06-27−250,000→ 0 total
Exercise: $1.86Exp: 2026-11-29→ Class A Common Stock (250,000 underlying)
Exercise/Conversion
Class A Common Stock
2023-06-27$1.56/sh+179,191$279,538→ 508,301 total
Exercise/Conversion
Class A Common Stock
2023-06-27$4.56/sh+114,190$520,706→ 1,027,508 total
Sale
Class A Common Stock
2023-06-27$32.96/sh−457,585$15,082,002→ 650,777 total
Exercise/Conversion
Stock Option (Right to Buy)
2023-06-27−47,874→ 0 total
Exercise: $2.82Exp: 2028-05-22→ Class A Common Stock (47,874 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2023-06-27−114,190→ 30,548 total
Exercise: $4.56Exp: 2029-06-12→ Class A Common Stock (114,190 underlying)

Holdings

Class A Common Stock
(indirect: See Footnote)
149,578
Class A Common Stock
(indirect: See Footnote)
149,577
Class A Common Stock
(indirect: See Footnote)
149,578

Footnotes (9)

[F1]Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.
[F2]Represents weighted average sales price. The shares were sold at prices ranging from $32.68 to $33.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F3]The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
[F4]The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
[F5]The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
[F6]Fully vested.
[F7]Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that was not originally reported on the Reporting Person's Form 3
[F8]Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2020, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
[F9]Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2021, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION