4//SEC Filing
Barker Peter M 4
Accession 0001209191-23-041426
CIK 0001543916other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 9:50 PM ET
Size
13.9 KB
Accession
0001209191-23-041426
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
Barker Peter M
Chief Product Officer & EVP
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2023-07-03−2,083→ 16,667 totalExercise: $4.83Exp: 2030-02-08→ Class B Common Stock (2,083 underlying) - Conversion
Class B Common Stock
2023-07-03−2,083→ 0 total→ Class A Common Stock (2,083 underlying) - Sale
Class A Common Stock
2023-07-03$20.46/sh−2,083$42,618→ 212,670 total - Conversion
Class A Common Stock
2023-07-03+2,083→ 214,753 total - Exercise/Conversion
Class B Common Stock
2023-07-03+2,083→ 2,083 total→ Class A Common Stock (2,083 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
- [F2]The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2022.
- [F3]Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F4]Twenty-five percent (25%) of the shares subject to the option vested on March 1, 2021; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
Related Parties
1- filerCIK 0001612102
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 9:50 PM ET
- Size
- 13.9 KB