4//SEC Filing
HAWKES JAMES B 4
Accession 0001209191-23-042120
CIK 0001570827other
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 7:35 PM ET
Size
10.1 KB
Accession
0001209191-23-042120
Insider Transaction Report
Form 4
HAWKES JAMES B
Director
Transactions
- Award
Common Stock
2023-07-10$32.94/sh+650$21,411→ 424,605 total
Holdings
- 277,464(indirect: See Footnote)
Common Stock
- 382,685(indirect: See Footnote)
Common Stock
- 20,000(indirect: See Footnote)
Common Stock
- 71,000(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]These shares of Common Stock were issued to Mr. Hawkes at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $10,714 and (ii) Mr. Hawkes' election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $9,107 (iii) Mr. Hawkes' election in lieu of director fees for service as a member of the Company's Compensation Committee payable in cash in the amount of $804, (iv) Mr. Hawkes' election in lieu of director fees for service as a member of the Company's Nominating, Governance, and Sustainability Committee payable in cash in the amount of $804. On May 9, 2023, Mr. Hawkes' term as a member of the Board ended, and as such, his quarterly director fees were prorated from April 1, 2023 through May 9, 2023. The price in each case is based on the closing price of the Company's shares on July 10, 2023.
- [F2]These securities are held by Mary Lou Hawkes 2012 Revocable U/A DTD 12/10/2012, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. The Reporting Person disclaims beneficial ownership of these Common Stock Shares to the extent of his pecuniary interest therein.
- [F3]These securities are held directly by James B Hawkes 2012 Revocable U/A DTD 12/10/2012, which is controlled by Mr. Hawkes. Mr. Hawkes disclaims beneficial ownership of the shares held by James B Hawkes 2012 Revocable U/A DTD 12/10/2012 except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Hawkes is the beneficial owner of the shares held by James B Hawkes 2012 Revocable U/A DTD 12/10/2012.
- [F4]These securities are held directly by Hawkes Nest, LLC, which is controlled by Mr. Hawkes. Mr. Hawkes disclaims beneficial ownership of the shares held by Hawkes Nest, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Hawkes is the beneficial owner of the shares held by Hawkes Nest, LLC.
- [F5]These securities are held directly by Hawkes Family LLC, which is controlled by Mr. Hawkes. Mr. Hawkes disclaims beneficial ownership of the shares held by Hawkes Family LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Hawkes is the beneficial owner of the shares held by Hawkes Family LLC.
Documents
Issuer
Victory Capital Holdings, Inc.
CIK 0001570827
Entity typeother
Related Parties
1- filerCIK 0001225368
Filing Metadata
- Form type
- 4
- Filed
- Jul 11, 8:00 PM ET
- Accepted
- Jul 12, 7:35 PM ET
- Size
- 10.1 KB