Ohls Paul 4
4 · Sprinklr, Inc. · Filed Jul 26, 2023
Insider Transaction Report
Form 4
Ohls Paul
Chief Revenue Officer
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2023-07-25−11,706→ 88,294 totalExercise: $4.45Exp: 2029-12-10→ Class B Common Stock (11,706 underlying) - Exercise/Conversion
Class B Common Stock
2023-07-25$4.10/sh+10,560$43,296→ 10,560 total→ Class A Common Stock (10,560 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2023-07-25−1,085→ 98,915 totalExercise: $4.25Exp: 2029-05-15→ Class B Common Stock (1,085 underlying) - Exercise/Conversion
Class B Common Stock
2023-07-25$4.25/sh+1,085$4,611→ 11,645 total→ Class A Common Stock (1,085 underlying) - Exercise/Conversion
Class B Common Stock
2023-07-25$4.45/sh+11,706$52,092→ 23,351 total→ Class A Common Stock (11,706 underlying) - Conversion
Class B Common Stock
2023-07-25−23,351→ 0 total→ Class A Common Stock (23,351 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2023-07-25−10,560→ 337,440 totalExercise: $4.10Exp: 2028-08-14→ Class B Common Stock (10,560 underlying) - Conversion
Class A Common Stock
2023-07-25+23,351→ 753,733 total
Footnotes (3)
- [F1]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
- [F2]Fully vested and exercisable.
- [F3]One fourth (1/4th) of the shares subject to the option award vested on December 10, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.