Home/Filings/4/0001209191-23-044490
4//SEC Filing

Barker Peter M 4

Accession 0001209191-23-044490

CIK 0001543916other

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 5:07 PM ET

Size

13.9 KB

Accession

0001209191-23-044490

Insider Transaction Report

Form 4
Period: 2023-08-01
Barker Peter M
Chief Product Officer & EVP
Transactions
  • Sale

    Class A Common Stock

    2023-08-01$20.55/sh2,084$42,826212,670 total
  • Conversion

    Class A Common Stock

    2023-08-01+2,084214,754 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2023-08-012,08414,583 total
    Exercise: $4.83Exp: 2030-02-08Class B Common Stock (2,084 underlying)
  • Exercise/Conversion

    Class B Common Stock

    2023-08-01+2,0842,084 total
    Class A Common Stock (2,084 underlying)
  • Conversion

    Class B Common Stock

    2023-08-012,0840 total
    Class A Common Stock (2,084 underlying)
Footnotes (4)
  • [F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
  • [F2]The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2022.
  • [F3]Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  • [F4]Twenty-five percent (25%) of the shares subject to the option vested on March 1, 2021; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.

Issuer

ForgeRock, Inc.

CIK 0001543916

Entity typeother

Related Parties

1
  • filerCIK 0001612102

Filing Metadata

Form type
4
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 5:07 PM ET
Size
13.9 KB