4//SEC Filing
SHIMER SAMUEL L 4
Accession 0001209191-23-045772
CIK 0000849145other
Filed
Aug 14, 8:00 PM ET
Accepted
Aug 15, 10:08 AM ET
Size
11.0 KB
Accession
0001209191-23-045772
Insider Transaction Report
Form 4
SHIMER SAMUEL L
Director
Transactions
- Exercise/Conversion
Common Stock
2023-08-14$0.83/sh+2,500$2,075→ 287,500 total - Exercise/Conversion
Common Stock
2023-08-14$0.53/sh+2,500$1,325→ 285,000 total - Exercise/Conversion
Option to purchase common stock
2023-08-14$0.83/sh−2,500$2,075→ 2,500 totalExercise: $0.83Exp: 2030-03-31→ Common Stock (2,500 underlying) - Exercise/Conversion
Option to purchase common stock
2023-08-14$0.53/sh−2,500$1,325→ 0 totalExercise: $0.53Exp: 2029-03-29→ Common Stock (2,500 underlying)
Footnotes (2)
- [F1]Options were granted 3/31/2020 and vested 25% annually beginning on the first anniversary of the grant date.
- [F2]Options were granted 3/29/2019 and vested 25% annually beginning on the first anniversary of the grant date.
Documents
Issuer
Heritage Global Inc.
CIK 0000849145
Entity typeother
Related Parties
1- filerCIK 0001281105
Filing Metadata
- Form type
- 4
- Filed
- Aug 14, 8:00 PM ET
- Accepted
- Aug 15, 10:08 AM ET
- Size
- 11.0 KB