Heritage Global Inc.·4

Aug 15, 10:08 AM ET

SHIMER SAMUEL L 4

4 · Heritage Global Inc. · Filed Aug 15, 2023

Insider Transaction Report

Form 4
Period: 2023-08-14
Transactions
  • Exercise/Conversion

    Common Stock

    2023-08-14$0.83/sh+2,500$2,075287,500 total
  • Exercise/Conversion

    Common Stock

    2023-08-14$0.53/sh+2,500$1,325285,000 total
  • Exercise/Conversion

    Option to purchase common stock

    2023-08-14$0.83/sh2,500$2,0752,500 total
    Exercise: $0.83Exp: 2030-03-31Common Stock (2,500 underlying)
  • Exercise/Conversion

    Option to purchase common stock

    2023-08-14$0.53/sh2,500$1,3250 total
    Exercise: $0.53Exp: 2029-03-29Common Stock (2,500 underlying)
Footnotes (2)
  • [F1]Options were granted 3/31/2020 and vested 25% annually beginning on the first anniversary of the grant date.
  • [F2]Options were granted 3/29/2019 and vested 25% annually beginning on the first anniversary of the grant date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION