4//SEC Filing
Rosch Francis C 4
Accession 0001209191-23-046064
CIK 0001543916other
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 5:16 PM ET
Size
14.2 KB
Accession
0001209191-23-046064
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
Rosch Francis C
DirectorPresident & CEO
Transactions
- Sale
Class A Common Stock
2023-08-14$21.26/sh−50,000$1,063,165→ 545,742 total - Exercise/Conversion
Stock Option (right to buy)
2023-08-14−50,000→ 2,560,879 totalExercise: $3.60Exp: 2028-06-28→ Class B Common Stock (50,000 underlying) - Exercise/Conversion
Class B Common Stock
2023-08-14+50,000→ 245,331 total→ Class A Common Stock (50,000 underlying) - Conversion
Class A Common Stock
2023-08-14+50,000→ 595,742 total - Conversion
Class B Common Stock
2023-08-14−50,000→ 195,331 total→ Class A Common Stock (50,000 underlying)
Footnotes (5)
- [F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
- [F2]Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F3]The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.
- [F4]The sale price represents the weighted average price of the shares sold ranging from $21.05 to $21.67 per share. Upon request by the Commission staff, ForgeRock, Inc. (the "Issuer") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F5]This option is fully vested and immediately exercisable.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
Related Parties
1- filerCIK 0001611878
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 5:16 PM ET
- Size
- 14.2 KB