4//SEC Filing
Fernandez Juan P 4
Accession 0001209191-23-046600
CIK 0001543916other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 5:12 PM ET
Size
13.6 KB
Accession
0001209191-23-046600
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
Fernandez Juan P
CFO, Executive VP - Global
Transactions
- Conversion
Class A Common Stock
2021-11-17+133,009→ 748,402 total - Conversion
Class B Common Stock
2021-12-03−18,116→ 0 total→ Class A Common Stock (18,116 underlying) - Conversion
Class A Common Stock
2021-12-03+18,116→ 766,518 total - Sale
Class A Common Stock
2023-08-16$21.24/sh−7,152$151,942→ 759,366 total - Conversion
Class B Common Stock
2021-11-17−133,009→ 18,116 total→ Class A Common Stock (133,009 underlying)
Footnotes (5)
- [F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
- [F2]This number reflects the holdings of the Reporting Person as of August 16, 2023, immediately before the sale transaction reported in this Form 4.
- [F3]The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2021, and as further amended August 22, 2022.
- [F4]The sale price represents the weighted average price of the shares sold ranging from $21.15 to $21.28 per share. Upon request by the Commission staff, ForgeRock, Inc. (the "Issuer") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F5]Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
Related Parties
1- filerCIK 0001882631
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 5:12 PM ET
- Size
- 13.6 KB