4//SEC Filing
ACCEL LONDON III LP 4
Accession 0001209191-23-047307
CIK 0001543916other
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:14 PM ET
Size
29.4 KB
Accession
0001209191-23-047307
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
ACCEL LONDON III LP
10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−4,798,496$111,565,032→ 0 total(indirect: By: Accel Growth Fund IV L.P.)Exercise: $0.00→ Class A Common Stock (4,798,496 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−12,800,725$297,616,856→ 0 totalExercise: $0.00→ Class A Common Stock (12,800,725 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−290,627$6,757,078→ 0 total(indirect: By: Accel London Investors 2012 L.P.)Exercise: $0.00→ Class A Common Stock (290,627 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−27,298$634,679→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)Exercise: $0.00→ Class A Common Stock (27,298 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−229,511$5,336,131→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)Exercise: $0.00→ Class A Common Stock (229,511 underlying)
Accel London III Associates L.L.C.
10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−290,627$6,757,078→ 0 total(indirect: By: Accel London Investors 2012 L.P.)Exercise: $0.00→ Class A Common Stock (290,627 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−229,511$5,336,131→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)Exercise: $0.00→ Class A Common Stock (229,511 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−4,798,496$111,565,032→ 0 total(indirect: By: Accel Growth Fund IV L.P.)Exercise: $0.00→ Class A Common Stock (4,798,496 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−27,298$634,679→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)Exercise: $0.00→ Class A Common Stock (27,298 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−12,800,725$297,616,856→ 0 totalExercise: $0.00→ Class A Common Stock (12,800,725 underlying)
Transactions
- Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−12,800,725$297,616,856→ 0 totalExercise: $0.00→ Class A Common Stock (12,800,725 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−290,627$6,757,078→ 0 total(indirect: By: Accel London Investors 2012 L.P.)Exercise: $0.00→ Class A Common Stock (290,627 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−4,798,496$111,565,032→ 0 total(indirect: By: Accel Growth Fund IV L.P.)Exercise: $0.00→ Class A Common Stock (4,798,496 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−229,511$5,336,131→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)Exercise: $0.00→ Class A Common Stock (229,511 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−27,298$634,679→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)Exercise: $0.00→ Class A Common Stock (27,298 underlying)
Transactions
- Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−27,298$634,679→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)Exercise: $0.00→ Class A Common Stock (27,298 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−4,798,496$111,565,032→ 0 total(indirect: By: Accel Growth Fund IV L.P.)Exercise: $0.00→ Class A Common Stock (4,798,496 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−12,800,725$297,616,856→ 0 totalExercise: $0.00→ Class A Common Stock (12,800,725 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−290,627$6,757,078→ 0 total(indirect: By: Accel London Investors 2012 L.P.)Exercise: $0.00→ Class A Common Stock (290,627 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−229,511$5,336,131→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)Exercise: $0.00→ Class A Common Stock (229,511 underlying)
Accel London Investors 2012 L.P.
10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−4,798,496$111,565,032→ 0 total(indirect: By: Accel Growth Fund IV L.P.)Exercise: $0.00→ Class A Common Stock (4,798,496 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−12,800,725$297,616,856→ 0 totalExercise: $0.00→ Class A Common Stock (12,800,725 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−229,511$5,336,131→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)Exercise: $0.00→ Class A Common Stock (229,511 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−27,298$634,679→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)Exercise: $0.00→ Class A Common Stock (27,298 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−290,627$6,757,078→ 0 total(indirect: By: Accel London Investors 2012 L.P.)Exercise: $0.00→ Class A Common Stock (290,627 underlying)
Accel London III Associates L.P.
10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−27,298$634,679→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)Exercise: $0.00→ Class A Common Stock (27,298 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−290,627$6,757,078→ 0 total(indirect: By: Accel London Investors 2012 L.P.)Exercise: $0.00→ Class A Common Stock (290,627 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−12,800,725$297,616,856→ 0 totalExercise: $0.00→ Class A Common Stock (12,800,725 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−4,798,496$111,565,032→ 0 total(indirect: By: Accel Growth Fund IV L.P.)Exercise: $0.00→ Class A Common Stock (4,798,496 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−229,511$5,336,131→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)Exercise: $0.00→ Class A Common Stock (229,511 underlying)
Accel Growth Fund IV L.P.
10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−27,298$634,679→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)Exercise: $0.00→ Class A Common Stock (27,298 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−229,511$5,336,131→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)Exercise: $0.00→ Class A Common Stock (229,511 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−12,800,725$297,616,856→ 0 totalExercise: $0.00→ Class A Common Stock (12,800,725 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−4,798,496$111,565,032→ 0 total(indirect: By: Accel Growth Fund IV L.P.)Exercise: $0.00→ Class A Common Stock (4,798,496 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−290,627$6,757,078→ 0 total(indirect: By: Accel London Investors 2012 L.P.)Exercise: $0.00→ Class A Common Stock (290,627 underlying)
Transactions
- Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−4,798,496$111,565,032→ 0 total(indirect: By: Accel Growth Fund IV L.P.)Exercise: $0.00→ Class A Common Stock (4,798,496 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−27,298$634,679→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)Exercise: $0.00→ Class A Common Stock (27,298 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−229,511$5,336,131→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)Exercise: $0.00→ Class A Common Stock (229,511 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−12,800,725$297,616,856→ 0 totalExercise: $0.00→ Class A Common Stock (12,800,725 underlying) - Disposition to Issuer
Class B Common Stock
2023-08-23$23.25/sh−290,627$6,757,078→ 0 total(indirect: By: Accel London Investors 2012 L.P.)Exercise: $0.00→ Class A Common Stock (290,627 underlying)
Footnotes (6)
- [F1]Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").
- [F2]In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
- [F3]Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
- [F4]Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
- [F5]AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
- [F6]Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
Related Parties
1- filerCIK 0001453180
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 4:14 PM ET
- Size
- 29.4 KB