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4//SEC Filing

GOLDEN BRUCE 4

Accession 0001209191-23-047314

CIK 0001543916other

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 4:24 PM ET

Size

11.7 KB

Accession

0001209191-23-047314

Insider Transaction Report

Form 4
Period: 2023-08-23
GOLDEN BRUCE
Director10% Owner
Transactions
  • Disposition to Issuer

    Class B Common Stock

    2023-08-23$23.25/sh12,800,725$297,616,8560 total(indirect: By: Accel London III L.P.)
    Exercise: $0.00Class A Common Stock (12,800,725 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2023-08-23$23.25/sh12,364$287,4630 total
  • Disposition to Issuer

    Class B Common Stock

    2023-08-23$23.25/sh290,627$6,757,0780 total(indirect: By: Accel London Investors 2012 L.P.)
    Exercise: $0.00Class A Common Stock (290,627 underlying)
Footnotes (5)
  • [F1]Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").
  • [F2]In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
  • [F3]Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement.
  • [F4]Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
  • [F5]AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Issuer

ForgeRock, Inc.

CIK 0001543916

Entity typeother

Related Parties

1
  • filerCIK 0001224534

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:24 PM ET
Size
11.7 KB