Home/Filings/4/0001209191-23-047318
4//SEC Filing

Sethi Rinki 4

Accession 0001209191-23-047318

CIK 0001543916other

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 4:28 PM ET

Size

8.4 KB

Accession

0001209191-23-047318

Insider Transaction Report

Form 4
Period: 2023-08-23
Sethi Rinki
Director
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2023-08-23$23.25/sh11,323$263,2600 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2023-08-23$23.25/sh63,250$1,470,5630 total
    Exercise: $16.35Class B Common Stock (63,250 underlying)
Footnotes (3)
  • [F1]Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").
  • [F2]In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
  • [F3]Pursuant to the terms of a stock option agreement between the Reporting Person and the Issuer, this option vested in full in connection with the Merger. At the Effective Time, this option was canceled and converted into the right to receive a cash payment equal to the difference between (a) the aggregate exercise price of this option and (b) the product of the Merger Consideration and the number of shares subject to this option.

Issuer

ForgeRock, Inc.

CIK 0001543916

Entity typeother

Related Parties

1
  • filerCIK 0001882769

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:28 PM ET
Size
8.4 KB