Home/Filings/4/0001209191-23-047319
4//SEC Filing

Weiss Warren M 4

Accession 0001209191-23-047319

CIK 0001543916other

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 4:29 PM ET

Size

11.3 KB

Accession

0001209191-23-047319

Insider Transaction Report

Form 4
Period: 2023-08-23
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2023-08-23$23.25/sh11,126$258,6800 total
  • Disposition to Issuer

    Class B Common Stock

    2023-08-23$23.25/sh128,156$2,979,6270 total(indirect: By Foundation)
    Exercise: $0.00Class A Common Stock (128,156 underlying)
  • Disposition to Issuer

    Class B Common Stock

    2023-08-23$23.25/sh8,415,644$195,663,7230 total(indirect: By Foundation)
    Exercise: $0.00Class A Common Stock (8,415,644 underlying)
Footnotes (4)
  • [F1]Represents shares of Class A common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement").
  • [F2]In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
  • [F3]Represents shares of Class B common stock that were disposed of at the Effective Time of the Merger pursuant to the Merger Agreement.
  • [F4]Foundation Capital Management Co. VII, L.L.C. is the General Partner of Foundation Capital VII, L.P. and the Manager of Foundation Capital VII Principals Fund, L.L.C. and has sole voting and investment power over the shares held by Foundation Capital VI, L.P. and Foundation Capital VII Principals Fund, L.L.C., or collectively, the Foundation Entities. Ashu Garg, William B. Elmore, Paul R. Holland, Charles P. Moldow, Steven P. Vassallo and Warren M. Weiss are the Managers of Foundation Capital Management Co. VII, L.L.C. and share such powers.

Issuer

ForgeRock, Inc.

CIK 0001543916

Entity typeother

Related Parties

1
  • filerCIK 0001399347

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:29 PM ET
Size
11.3 KB