FiscalNote Holdings, Inc.·4

Sep 1, 4:20 PM ET

Compton Key 4

4 · FiscalNote Holdings, Inc. · Filed Sep 1, 2023

Insider Transaction Report

Form 4
Period: 2023-08-29
Compton Key
Director
Transactions
  • Sale

    Class A Common Stock

    2023-08-29397,033324,477 total(indirect: See Footnote)
  • Sale

    Class A Common Stock

    2023-08-29109,580214,897 total(indirect: See Footnote)
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    30,865
  • Class A Common Stock

    139,700
Footnotes (3)
  • [F1]These shares were distributed to certain limited partners of Global Public Offering Master Fund, L.P ("GPO Master Fund") upon such limited partners redeeming their respective partnership interests in GPO Master Fund.
  • [F2]The shares are beneficially owned by GPO Master Fund. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.
  • [F3]The shares are beneficially owned by Urgent Capital LLC ("Urgent Capital"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION