BioAtla, Inc.·4

Sep 1, 8:01 PM ET

SHORT JAY M PHD 4

4 · BioAtla, Inc. · Filed Sep 1, 2023

Insider Transaction Report

Form 4
Period: 2023-08-31
SHORT JAY M PHD
DirectorChief Executive Officer
Transactions
  • Tax Payment

    Common Stock

    2023-08-31$2.51/sh2,888$7,2491,395,059 total
Holdings
  • Common Stock

    (indirect: By Trust)
    258,727
  • Common Stock

    (indirect: By Trust)
    258,727
  • Common Stock

    (indirect: By LLC)
    302,324
  • Common Stock

    (indirect: By LLC)
    50
  • Common Stock

    (indirect: By Spouse)
    793,547
Footnotes (2)
  • [F1]This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
  • [F2]The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION