4//SEC Filing
FOGELSONG NORMAN A 4
Accession 0001209191-23-048647
CIK 0001538716other
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 4:44 PM ET
Size
16.6 KB
Accession
0001209191-23-048647
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2023-09-05$7.31/sh−50,000$365,500→ 3,358,691 total(indirect: By Institutional Venture Partners XIV, L.P.)
Transactions
- Sale
Common Stock
2023-09-05$7.31/sh−50,000$365,500→ 3,358,691 total(indirect: By Institutional Venture Partners XIV, L.P.)
Harrick Stephen J
10% Owner
Transactions
- Sale
Common Stock
2023-09-05$7.31/sh−50,000$365,500→ 3,358,691 total(indirect: By Institutional Venture Partners XIV, L.P.)
Chaffee Todd C
10% Owner
Transactions
- Sale
Common Stock
2023-09-05$7.31/sh−50,000$365,500→ 3,358,691 total(indirect: By Institutional Venture Partners XIV, L.P.)
FOGELSONG NORMAN A
10% Owner
Transactions
- Sale
Common Stock
2023-09-05$7.31/sh−50,000$365,500→ 3,358,691 total(indirect: By Institutional Venture Partners XIV, L.P.)
Maltz Jules A.
10% Owner
Transactions
- Sale
Common Stock
2023-09-05$7.31/sh−50,000$365,500→ 3,358,691 total(indirect: By Institutional Venture Partners XIV, L.P.)
Miller J Sanford
10% Owner
Transactions
- Sale
Common Stock
2023-09-05$7.31/sh−50,000$365,500→ 3,358,691 total(indirect: By Institutional Venture Partners XIV, L.P.)
Phelps Dennis B
10% Owner
Transactions
- Sale
Common Stock
2023-09-05$7.31/sh−50,000$365,500→ 3,358,691 total(indirect: By Institutional Venture Partners XIV, L.P.)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.57 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its or his respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
Documents
Issuer
Oportun Financial Corp
CIK 0001538716
Entity typeother
Related Parties
1- filerCIK 0001140932
Filing Metadata
- Form type
- 4
- Filed
- Sep 6, 8:00 PM ET
- Accepted
- Sep 7, 4:44 PM ET
- Size
- 16.6 KB