Harder Gerald 4
4 · Trinity Capital Inc. · Filed Sep 19, 2023
Insider Transaction Report
Form 4
Harder Gerald
Chief Operating Officer
Transactions
- Tax Payment
Common Stock
2023-09-15$14.78/sh−1,988$29,383→ 195,950 total
Holdings
- 9,788(indirect: By Trust)
Common Stock
- 10,000(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
- [F2]Includes (1) 43,352 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; (2) 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 57,803 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.