RICHMAN ERIC I 4
4 · Gain Therapeutics, Inc. · Filed Sep 22, 2023
Insider Transaction Report
Form 4
RICHMAN ERIC I
Director
Transactions
- Exercise/Conversion
Common Stock
2023-09-20+54,900→ 272,629 total - Exercise/Conversion
Restricted Stock Units
2023-09-20−54,900→ 0 total→ Common Stock (54,900 underlying)
Holdings
- 14,829(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
- [F2]Shares are held by the Eric I. Richman Living Trust (the "Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary iinterest therein.
- [F3]The RSUs vested fully on September 20, 2023.