Home/Filings/4/0001209191-23-050380
4//SEC Filing

RICHMAN ERIC I 4

Accession 0001209191-23-050380

CIK 0001819411other

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 4:34 PM ET

Size

8.0 KB

Accession

0001209191-23-050380

Insider Transaction Report

Form 4
Period: 2023-09-20
Transactions
  • Exercise/Conversion

    Common Stock

    2023-09-20+54,900272,629 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-09-2054,9000 total
    Common Stock (54,900 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    14,829
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
  • [F2]Shares are held by the Eric I. Richman Living Trust (the "Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary iinterest therein.
  • [F3]The RSUs vested fully on September 20, 2023.

Issuer

Gain Therapeutics, Inc.

CIK 0001819411

Entity typeother

Related Parties

1
  • filerCIK 0001313876

Filing Metadata

Form type
4
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 4:34 PM ET
Size
8.0 KB