LOEFFLER JOHN C II 4
4 · CaliberCos Inc. · Filed Sep 28, 2023
Insider Transaction Report
Form 4
LOEFFLER JOHN C II
DirectorCEO10% Owner
Transactions
- Award
Common Stock
2023-09-25+301,131→ 311,131 total
Footnotes (3)
- [F1]Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
- [F2]RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.
- [F3]Reporting Person also owns (i) an aggregate of 1,927,732 shares of Class B Common Stock ("Class B Stock") held directly, and (ii) an aggregate of 1,778,989 shares of Class B Stock held by the C LO 2021 Irrevocable Trust of which Reporting Person is the sole trustee.