BADE ROY JOHN 4
4 · CaliberCos Inc. · Filed Sep 28, 2023
Insider Transaction Report
Form 4
BADE ROY JOHN
Ch. Development Officer
Transactions
- Award
Common Stock
2023-09-25+271,969→ 296,391 total
Holdings
- 70,662(indirect: See footnote 3.)
Common Stock
Footnotes (3)
- [F1]Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
- [F2]RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.
- [F3]Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.