Home/Filings/4/0001209191-23-051777
4//SEC Filing

Aquila Tony 4

Accession 0001209191-23-051777

CIK 0001779474other

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 9:23 PM ET

Size

10.8 KB

Accession

0001209191-23-051777

Insider Transaction Report

Form 4
Period: 2023-10-01
Aquila Tony
Director
Transactions
  • Award

    Class A Common Stock

    2023-10-01+312,5001,860,261 total
Holdings
  • Class A Common Stock

    (indirect: By LLC)
    1,100,000
  • Class A Common Stock

    (indirect: By Trust)
    50,000
  • Class A Common Stock

    (indirect: By LLC)
    2,500,000
  • Class A Common Stock

    (indirect: By Trust)
    50,000
  • Class A Common Stock

    (indirect: By Trust)
    50,000
Footnotes (6)
  • [F1]Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest in equal annual installments on the date of each remaining annual meeting of stockholders that is part of the Reporting Person's current term, beginning with the annual meeting that is following the Issuer's next annual meeting of stockholders subsequent to the effectiveness of this RSU grant, subject to acceleration, and subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date.
  • [F2]Shares are held directly by AFV Partners SPV-5 (WM) LLC ("AFV 5"). Reporting Person is the Chairman and CEO of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 5. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F3]Shares are held directly by AFV Partners SPV-6 (WM) LLC ("AFV 6"). Reporting Person is the Chairman and CEO of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 6. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F4]Shares are held directly by Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 (the "Elliott Trust"). Reporting Person is a co-trustee of the Elliot Trust and as such may be deemed to hold voting and dispositive power with respect to the shares held in the Elliott Trust.
  • [F5]Shares are held directly by Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 (the "Cecily Trust"). Reporting Person is a co-trustee of the Cecily Trust and as such may be deemed to hold voting and dispositive power with respect to the shares held in the Cecily Trust.
  • [F6]Shares are held directly by Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 (the "Christopher Trust"). Reporting Person is a co-trustee of the Christopher Trust and as such may be deemed to hold voting and dispositive power with respect to the shares held in the Christopher Trust.

Issuer

WM TECHNOLOGY, INC.

CIK 0001779474

Entity typeother

Related Parties

1
  • filerCIK 0001399053

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 9:23 PM ET
Size
10.8 KB