4//SEC Filing
TABORS R DAVID 4
Accession 0001209191-23-052726
CIK 0001569345other
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 6:43 PM ET
Size
22.7 KB
Accession
0001209191-23-052726
Insider Transaction Report
Form 4
Battery Partners IX, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2023-10-10+908,624→ 908,624 total(indirect: By LLC) - Sale
Class A Common Stock
2023-10-10$14.55/sh−88,585$1,288,912→ 88,593 total - Other
Class A Common Stock
2023-10-10−30,304→ 18,464 total(indirect: By LLC) - Other
Class A Common Stock
2023-10-10−908,624→ 0 total(indirect: By LLC) - Other
Class A Common Stock
2023-10-10−3,000,000→ 2,035,367 total(indirect: By Battery Ventures IX, L.P.)
Holdings
- 2,180,664(indirect: By Battery Ventures Select Fund I, L.P.)
Class A Common Stock
- 215,670(indirect: By Battery Investment Partners Select Fund I, L.P.)
Class A Common Stock
Battery Investment Partners IX, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2023-10-10−3,000,000→ 2,035,367 total(indirect: By Battery Ventures IX, L.P.) - Other
Class A Common Stock
2023-10-10−30,304→ 18,464 total(indirect: By LLC) - Sale
Class A Common Stock
2023-10-10$14.55/sh−88,585$1,288,912→ 88,593 total - Other
Class A Common Stock
2023-10-10+908,624→ 908,624 total(indirect: By LLC) - Other
Class A Common Stock
2023-10-10−908,624→ 0 total(indirect: By LLC)
Holdings
- 2,180,664(indirect: By Battery Ventures Select Fund I, L.P.)
Class A Common Stock
- 215,670(indirect: By Battery Investment Partners Select Fund I, L.P.)
Class A Common Stock
TABORS R DAVID
10% Owner
Transactions
- Other
Class A Common Stock
2023-10-10−30,304→ 18,464 total(indirect: By LLC) - Other
Class A Common Stock
2023-10-10−908,624→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2023-10-10$14.55/sh−88,585$1,288,912→ 88,593 total - Other
Class A Common Stock
2023-10-10−3,000,000→ 2,035,367 total(indirect: By Battery Ventures IX, L.P.) - Other
Class A Common Stock
2023-10-10+908,624→ 908,624 total(indirect: By LLC)
Holdings
- 2,180,664(indirect: By Battery Ventures Select Fund I, L.P.)
Class A Common Stock
- 215,670(indirect: By Battery Investment Partners Select Fund I, L.P.)
Class A Common Stock
Battery Ventures IX, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2023-10-10−30,304→ 18,464 total(indirect: By LLC) - Sale
Class A Common Stock
2023-10-10$14.55/sh−88,585$1,288,912→ 88,593 total - Other
Class A Common Stock
2023-10-10−3,000,000→ 2,035,367 total(indirect: By Battery Ventures IX, L.P.) - Other
Class A Common Stock
2023-10-10+908,624→ 908,624 total(indirect: By LLC) - Other
Class A Common Stock
2023-10-10−908,624→ 0 total(indirect: By LLC)
Holdings
- 2,180,664(indirect: By Battery Ventures Select Fund I, L.P.)
Class A Common Stock
- 215,670(indirect: By Battery Investment Partners Select Fund I, L.P.)
Class A Common Stock
Footnotes (12)
- [F1]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration.
- [F10]Securities are held by R. David Tabors.
- [F11]Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). R. David Tabors has an economic interest in BIP Select I. Mr. Tabors disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- [F12]Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). R. David Tabors has an economic interest in BV Select I. Mr. Tabors disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- [F2]Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- [F3]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.
- [F4]Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- [F5]Represents receipt of securities in the distribution in kind described in footnote (1).
- [F6]Securities are held by BP IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- [F7]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.
- [F8]The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.40 to $14.64 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- [F9]The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (3) and (7) and from previous distributions in kind that constituted changes in form of ownership and, therefore, were not required to be reported pursuant to Section 16.
Documents
Issuer
Sprinklr, Inc.
CIK 0001569345
Entity typeother
Related Parties
1- filerCIK 0001199925
Filing Metadata
- Form type
- 4
- Filed
- Oct 11, 8:00 PM ET
- Accepted
- Oct 12, 6:43 PM ET
- Size
- 22.7 KB