4//SEC Filing
Patel Tushar Bhikhubhai 4
Accession 0001209191-23-054742
CIK 0001723128other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 6:22 PM ET
Size
9.1 KB
Accession
0001209191-23-054742
Insider Transaction Report
Form 4
Patel Tushar Bhikhubhai
10% Owner
Transactions
- Other
Class A Common Stock
2023-11-07+53,578,209→ 53,578,209 total(indirect: By Trust) - Other
Class B Common Stock and Common Units
2023-11-07−53,578,209→ 0 total(indirect: By Trust)→ Class A Common Stock (53,578,209 underlying)
Footnotes (3)
- [F1]On November 7, 2023, Amneal Pharmaceuticals, Inc. (formerly known as Amneal NewCo Inc.) (the "Issuer") became the successor of Amneal Intermediate Inc. (formerly known as Amneal Pharmaceuticals, Inc.) ("Old PubCo") pursuant to merger transactions, in which a subsidiary of the Issuer merged with and into Old PubCo with Old PubCo surviving and, immediately following such merger, a subsidiary of the Issuer merged with and into Amneal Pharmaceuticals, LLC ("AP"), an indirect subsidiary of the Issuer, with AP surviving. The transactions resulted in the Issuer becoming a parent holding company of Old PubCo and AP. As a result of the transactions, there is a single class of stock of the Issuer outstanding, and the proportionate economic and voting rights of security holders in the Issuer are identical to the direct and indirect economic and voting rights held in Old PubCo and AP prior to the transactions.
- [F2]Prior to the transactions, pursuant to the terms of the limited liability company agreement for AP, limited liability common units (each unit representing a fractional part of the Reporting Person's interest in the profits, losses and distributions of AP) ("AP Units") and an equal number of shares of Class B Common Stock of Old PubCo, together were redeemable at any time for shares of Class A Common Stock of Old PubCo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. In connection with the transactions, the AP Units held by the Reporting Person were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer, and all of the shares of Class B Common Stock of the Issuer held by the Reporting Person were surrendered to the Issuer for no consideration.
- [F3]The Issuer of the Common Units is Amneal Pharmaceuticals, LLC.
Documents
Issuer
Amneal Pharmaceuticals, Inc.
CIK 0001723128
Entity typeother
Related Parties
1- filerCIK 0001745375
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 6:22 PM ET
- Size
- 9.1 KB