4//SEC Filing
Altos Ventures IV, L.P. 4
Accession 0001209191-23-056378
CIK 0001315098other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 6:55 PM ET
Size
20.9 KB
Accession
0001209191-23-056378
Insider Transaction Report
Form 4
Roblox CorpRBLX
Altos Ventures IV, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2023-11-17+572,611→ 3,560,116 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+572,611→ 3,458,112 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+54,610→ 379,843 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+54,611→ 379,846 total(indirect: See Footnotes)
Holdings
- 72(indirect: See Footnotes)
Class A Common Stock
- 200,000(indirect: See Footnotes)
Class A Common Stock
- 111,112(indirect: See Footnotes)
Class A Common Stock
- 100,000(indirect: See Footnotes)
Class A Common Stock
Altos Hybrid 4, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2023-11-17+572,611→ 3,560,116 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+572,611→ 3,458,112 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+54,610→ 379,843 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+54,611→ 379,846 total(indirect: See Footnotes)
Holdings
- 111,112(indirect: See Footnotes)
Class A Common Stock
- 200,000(indirect: See Footnotes)
Class A Common Stock
- 72(indirect: See Footnotes)
Class A Common Stock
- 100,000(indirect: See Footnotes)
Class A Common Stock
Nam Hodong
10% Owner
Transactions
- Other
Class A Common Stock
2023-11-17+54,610→ 379,843 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+54,611→ 379,846 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+572,611→ 3,560,116 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+572,611→ 3,458,112 total(indirect: See Footnotes)
Holdings
- 200,000(indirect: See Footnotes)
Class A Common Stock
- 100,000(indirect: See Footnotes)
Class A Common Stock
- 111,112(indirect: See Footnotes)
Class A Common Stock
- 72(indirect: See Footnotes)
Class A Common Stock
Kim Han
10% Owner
Transactions
- Other
Class A Common Stock
2023-11-17+54,610→ 379,843 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+572,611→ 3,458,112 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+572,611→ 3,560,116 total(indirect: See Footnotes) - Other
Class A Common Stock
2023-11-17+54,611→ 379,846 total(indirect: See Footnotes)
Holdings
- 100,000(indirect: See Footnotes)
Class A Common Stock
- 111,112(indirect: See Footnotes)
Class A Common Stock
- 72(indirect: See Footnotes)
Class A Common Stock
- 200,000(indirect: See Footnotes)
Class A Common Stock
Footnotes (11)
- [F1]These shares are held directly by Altos Hybrid 4, L.P.
- [F10]These shares are held directly by The Kim Living Trust for which Mr. Kim serves as trustee. Mr. Kim disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F11]These shares are held directly by Han Family Investments, LLC - Sub Fund No. 1 which Mr. Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein.
- [F2]These shares are held directly by Altos Hybrid 4, L.P. The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2 GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners).
- [F3]The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any.
- [F4]Represents shares of the Issuer's Class A Common Stock received in pro-rata in kind distributions Altos Ventures IV, L.P., Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P., Altos Roblox SPV 1, LLC, Altos Roblox SPV 2, LLC, Altos Roblox SPV 2020, LLC and Altos Hybrid 2, LP to their respective partners.
- [F5]These shares are held by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F6]These shares are directly by Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F7]These shares are held directly by a trust for the minor children of Mr. Nam, for which Mr. Nam serves as co-trustee.
- [F8]These shares are held by the Shipshead Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F9]These shares are held directly by the Nam-MacGill 2020 Irrevocable Children's Trust for which Mr. Nam serves as co-trustee.
Documents
Issuer
Roblox Corp
CIK 0001315098
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001833040
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 6:55 PM ET
- Size
- 20.9 KB