|4Dec 11, 4:56 PM ET

Rhode Peter 4

4 · HCW Biologics Inc. · Filed Dec 11, 2023

Insider Transaction Report

Form 4
Period: 2023-12-11
Rhode Peter
See Remarks
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2023-12-1114,00022,427 total
    Exercise: $0.14Exp: 2029-12-19Common Stock (14,000 underlying)
  • Exercise/Conversion

    Common Stock

    2023-12-11$0.14/sh+14,000$1,96077,500 total
Footnotes (1)
  • [F1]These option shares were part of a stock option grant covering 85,713 shares of common stock. 20% of the total shares subject to the stock option grant vested on May 30, 2020; 20% of the total shares subject to the stock option grant vested on May 30, 2021; 25% of the total shares subject to the stock option grant vested on May 30, 2022; and 35% of the total shares subject to the stock option grant vested on May 30, 2023, subject to the reporting person's continuous service through the applicable vesting date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION