Brombach Theodore J 4
4 · XAI Octagon Floating Rate & Alternative Income Term Trust · Filed Dec 13, 2023
Insider Transaction Report
Form 4
Brombach Theodore J
DirectorPresident & CEO
Transactions
- Other
Common Shares of Beneficial Ownership
2023-12-11−5,409→ 18,501.57 total(indirect: By LLC) - Purchase
Common Shares of Beneficial Ownership
2023-12-12$7.05/sh+825$5,816→ 19,326.57 total(indirect: By LLC)
Holdings
- 484,646
Common Shares of Beneficial Ownership
- 10,250(indirect: By LLC)
Common Shares of Beneficial Ownership
Footnotes (2)
- [F1]Shares disposed of on 12/11/2023 were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees.
- [F2]Includes 2,860.57 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC.