4//SEC Filing
Herrmann John A III 4
Accession 0001209191-23-058988
CIK 0001000694other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:09 PM ET
Size
9.1 KB
Accession
0001209191-23-058988
Insider Transaction Report
Form 4
NOVAVAX INCNVAX
Herrmann John A III
SVP, General Counsel
Transactions
- Tax Payment
Common Stock
2023-12-14$5.69/sh−700$3,983→ 13,233 total - Exercise/Conversion
Common Stock
2023-12-14+2,100→ 13,933 total - Exercise/Conversion
Restricted Stock Units
2023-12-14−2,100→ 0 total→ Common Stock (2,100 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax common stock.
- [F2]The shares were withheld by the Company to satisfy tax withholding obligations in connection with the vesting of RSUs.
- [F3]The RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested with respect to one-third (1/3) of the RSUs on each of the first three (3) anniversaries of the December 14, 2020 grant date, in each case subject to continued employment with the Company through such vesting date.
Documents
Issuer
NOVAVAX INC
CIK 0001000694
Entity typeother
Related Parties
1- filerCIK 0001610928
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 5:09 PM ET
- Size
- 9.1 KB