|4Dec 19, 12:50 PM ET

Brown Steve Louis 4

4 · Trinity Capital Inc. · Filed Dec 19, 2023

Insider Transaction Report

Form 4
Period: 2023-12-15
Brown Steve Louis
DirectorExecutive Chairman
Transactions
  • Tax Payment

    Common Stock

    2023-12-15$15.22/sh12,887$196,140613,802 total
Holdings
  • Common Stock

    (indirect: By Trust)
    540,746
Footnotes (2)
  • [F1]Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
  • [F2]Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION