Home/Filings/4/0001209191-23-059251
4//SEC Filing

ABBO EDWARD Y 4

Accession 0001209191-23-059251

CIK 0001577526other

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 7:02 PM ET

Size

14.6 KB

Accession

0001209191-23-059251

Insider Transaction Report

Form 4
Period: 2023-12-15
ABBO EDWARD Y
Chief Technology Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-158,07416,147 total
    Class A Common Stock (8,074 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2023-12-15+83,074772,921 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-1575,000750,000 total
    Class A Common Stock (75,000 underlying)
  • Sale

    Class A Common Stock

    2023-12-18$30.73/sh45,548$1,399,690727,373 total
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    149,577
  • Class A Common Stock

    (indirect: See Footnote)
    149,578
  • Class A Common Stock

    (indirect: See Footnote)
    149,578
Footnotes (8)
  • [F1]Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
  • [F2]Shares sold to cover tax obligation from settlement of vested RSUs.
  • [F3]Represents weighted average sales price. The shares were sold at prices ranging from $30.16 to $30.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F4]The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
  • [F5]The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
  • [F6]The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
  • [F7]12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
  • [F8]6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Issuer

C3.ai, Inc.

CIK 0001577526

Entity typeother

Related Parties

1
  • filerCIK 0001218471

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 7:02 PM ET
Size
14.6 KB