4//SEC Filing
Lim Seah H. 4
Accession 0001209191-23-059268
CIK 0000822370other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 7:44 PM ET
Size
16.0 KB
Accession
0001209191-23-059268
Insider Transaction Report
Form 4
Lim Seah H.
Director
Transactions
- Purchase
Common stock, $0.001 par value
2023-08-30$0.15/sh+20,000$3,000→ 176,000 total - Purchase
Common stock, $0.001 par value
2023-09-05$0.15/sh+1,700$255→ 177,700 total - Sale
Common stock, $0.001 par value
2023-12-15$0.11/sh−6,000$660→ 171,700 total - Other
Common stock, $0.001 par value
2023-12-15$0.29/sh+4,447,426$1,289,754→ 4,619,126 total - Purchase
Common stock, $0.001 par value
2023-08-25$0.27/sh+92,100$24,867→ 156,000 total - Purchase
Common stock, $0.001 par value
2022-10-09$0.11/sh+25,400$2,794→ 63,900 total - Other
Promissory Note due 9/16/2025
2023-12-15−240,000→ 0 totalExercise: $0.29→ Common Stock (240,000 underlying)
Footnotes (4)
- [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.20 to $0.27, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
- [F2]The shares shown were issued in exchange for principal and accrued interest under the promissory note of the Issuer held by the reporting person referred to in footnote (2), below, which promissory note was surrendered by the reporting person for cancellation.
- [F3]Promissory Note due 9/16/2025 surrendered for cancellation in exchange for shares of common stock referred to in footnote (1) above.
- [F4]Represent shares previously issuable upon maturity of the Promissory Note due 9/16/2025.
Documents
Issuer
Emmaus Life Sciences, Inc.
CIK 0000822370
Entity typeother
Related Parties
1- filerCIK 0001949484
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 7:44 PM ET
- Size
- 16.0 KB