SPLUNK INC·4

Dec 21, 4:35 PM ET

Casey Tom 4

4 · SPLUNK INC · Filed Dec 21, 2023

Insider Transaction Report

Form 4
Period: 2023-12-19
Casey Tom
SVP, Products & Technology
Transactions
  • Award

    Common Stock

    2023-12-19+12,783143,655 total
  • Award

    Common Stock

    2023-12-19+10,758130,872 total
  • Tax Payment

    Common Stock

    2023-12-19$151.97/sh47,915$7,281,64395,740 total
Footnotes (2)
  • [F1]Represents performance-based restricted share units granted to the reporting person on September 20, 2022 and that were scheduled to vest or be forfeited based on the attainment of performance-based vesting conditions during the performance period ending on February 29, 2024. In connection with that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and wholly owned subsidiary of Parent, the Talent & Compensation Committee of the Board of Directors of the Issuer (the "Committee") accelerated the vesting and settlement of such restricted share units. The reporting person has signed a 280G Mitigation Acknowledgment as described in the Issuer's Current Report on Form 8-K filed on December 21, 2023, and the accelerated restricted share units are subject to certain forfeiture conditions.
  • [F2]Represents performance-based restricted share units granted to the reporting person on March 16, 2023 and that were scheduled to vest or be forfeited based on the attainment of performance-based vesting conditions during the performance period ending on February 28, 2025. In connection with that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and wholly owned subsidiary of Parent, the Talent & Compensation Committee of the Board of Directors of the Issuer (the "Committee") accelerated the vesting and settlement of such restricted share units. The reporting person has signed a 280G Mitigation Acknowledgment as described in the Issuer's Current Report on Form 8-K filed on December 21, 2023, and the accelerated restricted share units are subject to certain forfeiture conditions.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION