Hau Robert W. 4
4 · FISERV INC · Filed Dec 27, 2023
Insider Transaction Report
Form 4
Hau Robert W.
Chief Financial Officer
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2023-12-26−188,088→ 0 totalExercise: $49.21From: 2020-03-14Exp: 2026-03-14→ Common Stock (188,088 underlying) - Exercise/Conversion
Common Stock
2023-12-26$49.21/sh+188,088$9,255,810→ 321,579 total - Sale
Common Stock
2023-12-26$132.77/sh−188,088$24,972,444→ 133,491 total
Footnotes (3)
- [F1]This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into on September 22, 2023, by the reporting person for estate and financial planning purposes.
- [F2]This transaction was executed in multiple trades at prices ranging from $132.39 to $133.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This option vested in two equal installments on each of March 14, 2019, and March 14, 2020.