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4//SEC Filing

Portnoy Mark L. 4

Accession 0001209191-23-059921

CIK 0000862692other
View on SEC.govCompany Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 5:00 PM ET

Size

16.1 KB

Accession

0001209191-23-059921

Insider Transaction Report

Form 4
Period: 2023-12-22
CRYO CELL INTERNATIONAL INCCCEL
Portnoy Mark L.
DirectorCo-CEO10% Owner
Transactions
  • Award

    Stock Option

    2023-12-22$6.47/sh+25,000$161,750→ 25,000 total
    Exercise: $6.47From: 2023-12-22Exp: 2028-12-22→ Common Stock (25,000 underlying)
Holdings

  • Stock Option

    Exercise: $7.53From: 2019-08-30Exp: 2029-08-30→ Common Stock (22,222 underlying)
    22,222

  • Stock Option

    Exercise: $7.28From: 2019-12-20Exp: 2029-12-20→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $13.50From: 2021-12-22Exp: 2024-12-22→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: By 401(k))
    42,266

  • Common Stock

    (indirect: By Partnership)
    71,529

  • Common Stock

    821,973

  • Stock Option

    Exercise: $12.27From: 2021-12-22Exp: 2028-12-22→ Common Stock (100,000 underlying)
    100,000

  • Stock Option

    Exercise: $4.77From: 2023-01-03Exp: 2028-01-03→ Common Stock (25,000 underlying)
    25,000

  • Stock Option

    Exercise: $4.30From: 2022-12-23Exp: 2027-12-23→ Common Stock (25,000 underlying)
    25,000
Footnotes (7)
  • [F1]Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
  • [F2]The stock options are subject to the approval of the 2022 Equity Incentive Plan, which vote is expected to occur at the Company's 2022 Annual Meeting.
  • [F3]One-third of the stock options will vest on December 22, 2022, one-third will vest on December 22, 2023 and one-third on December 22, 2024.
  • [F4]Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.
  • [F5]11,250 options vest upon issuance, 11,250 options vest on 1/2/2024 and 2,500 options vest on 1/2/2025.
  • [F6]Pursuant to the executive's Employment Agreement effective December 1, 2022, stock options will be awarded and will vest immediately if the price of the Company's stock reaches $8.00 per share during the five-year option term.
  • [F7]Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

Documents

1 file

Issuer

CRYO CELL INTERNATIONAL INC

CIK 0000862692

→
Entity typeother

Related Parties

1
  • filerCIK 0001529249

Filing Metadata

Form type
4
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 5:00 PM ET
Size
16.1 KB
View on SEC.gov