4//SEC Filing
Cureton Kevin 4
Accession 0001209191-23-059980
CIK 0000883107other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:00 PM ET
Size
17.9 KB
Accession
0001209191-23-059980
Insider Transaction Report
Form 4
Cureton Kevin
VP Sales & Mktg & Bus Dev
Transactions
- Award
Common Stock (right to purchase)
2023-12-27$0.61/sh+12,600$7,686→ 12,600 totalExercise: $0.61From: 2024-12-27Exp: 2030-12-27→ Common Stock (12,600 underlying)
Holdings
- 50,000
Common Stock (right to purchase)
Exercise: $0.44From: 2016-02-18Exp: 2025-02-18→ Common Stock (50,000 underlying) - 100,821
Common Stock
- 25,000
Common Stock (right to purchase)
Exercise: $0.52From: 2015-02-13Exp: 2024-02-13→ Common Stock (25,000 underlying) - 50,000
Common Stock (right to purchase)
Exercise: $0.68From: 2018-02-21Exp: 2027-02-21→ Common Stock (50,000 underlying) - 43,500
Common Stock (right to purchase)
Exercise: $0.42From: 2017-02-23Exp: 2026-02-23→ Common Stock (43,500 underlying) - 80,000
Common Stock (right to purchase)
Exercise: $0.82From: 2019-05-23Exp: 2028-05-23→ Common Stock (80,000 underlying) - 16,500
Common Stock (right to purchase)
Exercise: $0.51From: 2020-05-22Exp: 2029-05-22→ Common Stock (16,500 underlying) - 90,000
Common Stock (right to purchase)
Exercise: $0.45From: 2021-06-18Exp: 2027-06-18→ Common Stock (90,000 underlying) - 90,000
Common Stock (right to purchase)
Exercise: $4.17From: 2022-12-28Exp: 2028-12-28→ Common Stock (90,000 underlying) - 72,000
Common Stock (right to purchase)
Exercise: $1.17From: 2023-12-20Exp: 2029-12-20→ Common Stock (72,000 underlying)
Footnotes (2)
- [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
- [F2]Following the recently reported exercise of 12,393 shares (11/24/21), and the 2nd exercise of 12,607 shares (11/26/21, reported above) this line item represents the 3rd exercise, of 25,000 shares of the total initial grant of 75,000 shares, leaving a balance of 25,000 shares remaining relating to this grant.
Documents
Issuer
NANOPHASE TECHNOLOGIES Corp
CIK 0000883107
Entity typeother
Related Parties
1- filerCIK 0001563513
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 4:00 PM ET
- Size
- 17.9 KB